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Our Solutions: Consulting

Incident Investigation & Root Cause Analysis

Two Sigma-HSE engineers collaborating on an incident investigation, reviewing documents and analyzing data in a professional setting.

What is Incident Investigation & Root Cause Analysis

Incident investigation (also called accident investigation) is a structured process used to report, track, and find the cause of incidents. The results of an industrial incident can range from minor injuries, property damage, and small chemical spills to fatalities, total loss of property, and major chemical releases. It is important to thoroughly investigate all industrial incidents to identify the root causes and completely understand the incident – what occurred, how did it occur, why did it occur, what failures led to the occurrence, and what robust control systems can be implemented to prevent reoccurrence.

Sigma HSE applies a practical strategy that draws on our decades of plant experience and in-depth understanding of published industry norms. We follow pertinent rules including the National Fire Protection Association’s (NFPA 921) “Guide for Fire and Explosion Investigations”. Our personnel practice a variety of root cause analysis techniques, such as the 5 Whys, Fault and Event Tree, fishbone diagrams, and Root Cause Analysis.

Our Incident Investigation process typically includes:

Sigma-HSE’s Incident Investigation typically includes the following steps:

  • Facility Visit: Our team conducts a fire/explosion site inspection as early as possible to document the site and collect crucial evidence.
  • Hypothesis Development: We develop hypotheses based on all relevant factors, including equipment, personnel, environment, and procedural conditions.
  • Scene Documentation: We thoroughly document the scene and gather evidence necessary for the investigation.
  • Incident Reconstruction: We support incident reconstruction and forensic analysis through laboratory testing and expert assessments.
  • Root Cause Analysis: Our team conducts a detailed root cause analysis to identify the factors that contributed to the incident.
  • Solution Development: We propose actionable solutions to minimize the risk of recurrence and improve safety protocols.
  • Litigation Support: If required, we provide expert testimony and litigation support during legal proceedings.
Fire eruption at a steel industrial production facility during an incident investigation

Incident Investigation Areas We Specialize In

At Sigma-HSE, we have extensive experience in investigating a wide range of industrial incidents, including:

  • Explosion & Fire Investigations
  • Chemical Spills and Releases
  • Equipment Failures
  • Workplace Accidents
  • Hazardous Material Incidents
  • Environmental Safety Incidents


Our expertise spans several industries, including manufacturing, oil & gas, construction, transportation, chemical processing, pharmaceuticals, energy, mining, utilities, and agriculture, allowing us to handle a wide variety of industrial incidents across diverse sectors.

Incident Investigation: Root Cause Analysis Techniques

Effective incident investigation requires systematic approaches to understanding and preventing workplace problems. Organizations employ multiple methods to identify and address underlying issues that contribute to undesirable events.

5 Whys: Repeatedly asks “Why?” to trace a problem’s fundamental origin and uncover interconnected causes

Fault Tree Analysis: Graphical method mapping potential causes of an undesirable event using logical connections

Fishbone Diagram: Visually organizes potential problem sources across categories like people, process, equipment, and environment

Root Cause Analysis: Comprehensive investigation focusing on preventing future incidents by addressing core systemic issues

The Sigma-HSE Advantage

At Sigma-HSE, we bring decades of plant experience and expertise to investigate a wide range of industrial incidents, including those involving combustible dust, flammable liquids, and gases. We adhere to industry standards and guidelines to ensure that our investigations are accurate, reliable, and effective. Our approach goes beyond identifying the causes of incidents; we also provide comprehensive solutions designed to prevent future incidents and enhance safety measures at your facility. Additionally, if legal action is required, our team offers expert testimony and litigation support, backed by our thorough and in-depth investigation process.

If your facility has experienced an industrial incident, or if you want to improve safety protocols, Sigma-HSE is here to help. Contact us today for a comprehensive incident investigation and root cause analysis to prevent future accidents and protect your workforce and assets.

To learn more, watch our webinar Incident & Near Miss Investigation Methods – The Events and Causal Factors (ECF) Technique

Request a Incident Investigation Quote

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safety minute HAZID HAZOP

What Our Customers Say

The detail oriented approach of the consultants helped our team in identifying the various risks & hazards involved in different stages of the project and helped us in making design and operational changes at the right time.
Project Engineer
Chemicals Industry
I would like to highlight the prompt and professional response to our enquiry, the quick turnaround time for the tests and report, and the constant communication throughout the process.
Senior Process Development Engineer
Electronics Parts Supplier
I just want to extend my compliments to your technical team for their valuable contributions to the HAZOP. Their feedback was excellent, and the facilitation was outstanding.
Principal Mechanical Engineer
Large Aluminum Manufacturer
Sigma-HSE completed DSEAR assessments for multiple sites around the UK with flawless execution. Considering our flammable chemical inventories, the assessments were crucial in identifying hazardous areas to reduce the risks of explosive atmospheres at our sites.
Site Head of Engineering
Printing Industry

Frequently Asked Questions

We investigate accidents to avoid repeating them in the future by identifying the mistakes or contributing factors that led to the accident. Further, investigating accidents is important to defend against claims as it helps determine liability and establish a factual basis for any legal or insurance proceedings. Additionally, investigating accidents helps us find the root cause, which allows us to address the underlying issues and prevent similar accidents from occurring.

The ECF technique is a structured approach to map out the sequence of events leading to an incident or near miss. It identifies key events, decisions, and conditions that contributed to the outcome, providing clarity on what went wrong and when.

Management plays a key role by providing resources for thorough investigations, fostering an open reporting environment, and ensuring corrective actions are implemented. Leadership commitment to addressing systemic issues is essential for long-term safety improvements.

The 5-Why methodology involves asking “Why?” repeatedly (typically five times) to drill down into the underlying reasons behind an incident. This iterative questioning process moves beyond symptoms to uncover fundamental issues.

By analyzing incidents and near misses, organizations gain valuable insights into vulnerabilities in their systems. Sharing lessons learned with employees and updating policies and procedures based on findings can enhance overall safety performance.

During an investigation, it is vital to gather witness statements to allow for different perspectives and testimonies that can contribute to the overall understanding of the incident. It is crucial to take photos as visual evidence can provide valuable information and help in recreating the scene. Moreover, collecting any physical evidence is essential as it can provide tangible proof and support during the investigation process. Finding the root cause and sharing the findings to prevent future accidents is important in order to learn from the incident and implement the necessary changes to avoid similar occurrences in the future.

An Incident investigation is a complex task that requires a multidisciplinary approach involving individuals with expertise in various fields related to process safety management, engineering, and industrial processes. Broadly speaking, the following individuals could be involved in accident investigations: managers, safety officers, technicians, engineers, operational specialists, union representatives, etc.

The individual tasked with conducting the incident investigation not only profoundly influences its effectiveness, but also greatly impacts the safety of employees to prevent the accident from reoccurring. Ultimately, defining the qualifications of a capable individual remains one of the most difficult and underestimated aspects of an incident investigation.

There are a number of steps involved in the investigation of a combustible dust, flammable liquid, and gaseous fire or explosion incident. The success of the investigation will be dependent on upfront planning, accurate documentation, the experience of the investigation team, the support of upper management, and the availability of the necessary resources. Below are the common steps used to investigate an incident:

  • Step 1 – Recognition of when an incident has occurred so that the incident investigation team can be activated
  • Step 2 – Assembling a qualified team that will determine and analyze the facts of the incident
  • Step 3 – Gathering information, including interviewing personnel who have knowledge of the incident, documenting of the incident scene and taking photographs, collection of evidence, analyzing data, and developing and testing of the hypotheses
  • Step 4 – Determining root causes and causal factors.
  • Step 5 – Preparing the investigation report which provides details regarding the circumstances surrounding the incidents, including facts, findings, and recommendations to prevent future occurrences.
  • Step 6 – Implementing recommendations and communication of the incident investigation team’s conclusions to the affected parties.

Our expert consultants apply a practical strategy that draws on our decades of plant experience and in-depth understanding of published industry norms to investigate incidents involving combustible dust, flammable liquids, and gases at your facility.

Root causes frequently point to systemic issues within management systems, such as inadequate training, poor maintenance, or unclear procedures. While individual mistakes might trigger incidents, these mistakes often result from organizational gaps rather than personal negligence.

If you find yourself asking ‘Do I need a consultant to investigate incidents involving combustible dust, flammable liquids, and gases at your facility?’, connect with us today. One our incident investigation experts will guide you through any preliminary questions you may have.

For businesses in the EU or UK, or for those wishing to comply with DSEAR/ATEX Directives, please click here to find out more on our dedicated DSEAR Risk Assessment or ATEX Compliance pages.

Finding the root cause of industrial fire and explosion incidents and preventing reoccurrence

Protect business, people, workplace and the environment from potentially unsafe equipment in hazardous zones and comply with explosive atmospheres regulations. Learn more about how we can assist you today.

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