From Hazard to Harmony: Process Safety in the Pharmaceutical Industry

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Just a few years ago there were significant global efforts from the pharmaceutical industry to research, develop, produce and supply vital medications and vaccines in the fight against COVID-19.

During the early stages of the pandemic, pharmaceutical manufacturers had to rapidly scale the manufacturing of essential drugs to manage and treat those in critical care.

Sometime later came the development and distribution of vaccines – which occurred in the space of a year. 

Considering the mumps vaccine took 4 years to develop, the scale of the entire drug development process from R&D to production was a remarkable feat.

From COVID-19 vaccinations to the creation of paracetamol, the process safety in the pharmaceutical sector relies on a thorough understanding of all dangerous substances and entire processes to mitigate potential disasters.

In this short blog, we will detail a few challenges that the pharmaceutical industry faces and how they can ultimately be resolved through process safety competence.

Have there been any recent pharmaceutical incidents?

The very nature of the pharmaceutical industry guarantees that there will always be an element of uncertainty unless the process itself is solid.

Although we were fortunate enough to not have experienced a major safety incident at a COVID-19 vaccine manufacturing site, there was a report of an explosion at the SCI Pharmtech factory in Taoyuan City, Taiwan in the early stages of 2020.

Process safety & the pharmaceutical industry – a very brief overview

There are a range of challenges that pharmaceutical companies face. 

From material sourcing to the correct storage of chemical materials, pharmaceutical companies must ensure that their processes and procedures, when concerned with the manufacturing, storage and use of APIs and excipients, are both intrinsically safe and as consistent as possible.

However, a major problem arises when, as seen with COVID-19, pharmaceutical organisations have to rapidly research, develop and then scale the manufacturing of a specific product.

Given the logistical complexities of a global vaccine supply, it’s difficult to anticipate exactly what other sources of problems could emerge and how each of them might be dealt with.

What, for example, would happen if an API provider is suddenly subject to restrictions or experiences delays in acquiring raw materials? 

What would happen if a supplier must change a single compound in their material?

What type of processing equipment are usually present?

The pharmaceutical industry manufactures many types of unique compounds, hazardous chemicals and dangerous substances via a range of processing equipment.

In order to manufacture end products, there are a range of processes involved.

This can include the storage, processing, handling and packaging of materials that can potentially create hazardous workplace conditions. 

This, in turn, may increase the risk of fire and explosion.

Typical equipment used in pharmaceutical manufacturing may include:

  • Pneumatic Conveyors
  • Dryers/Granulators
  • Tabletting Machines
  • Sachet Filling
  • Rip & Tip Operations
  • Centrifuges
  • Grinders and mills
  • Dust Collectors
  • Mixers/Blenders
  • Hoppers and Silos
  • FIBC Handling (charging & discharging)

Specific equipment will vary depending on the type of product being manufactured for particular manufacturing processes.

It must be remembered that each piece of processing equipment will come with its own specific hazards that must be accounted for.

Understanding process safety legislation

In order to mitigate the risk of fire and explosions, the pharmaceutical industry is required to comply with a range of process safety legislation.

ATEX (Atmosphere Explosible) directives, for example, were issued by the EU to solve this problem, and each EU nation is required to implement national legislation to comply with the directives.

DSEAR (Dangerous Substances and Explosive Atmospheres Regulations) is the UK’s implementation of the EU ATEX regulations.

In some cases, there is the added compliance requirement of COMAH (Control of Major Accident Hazards) and the Seveso directives, which must be undertaken to adequately mitigate risk from hazardous materials.

What challenges do pharmaceutical companies face?

Pharmaceutical businesses usually have dedicated process safety laboratories and process safety teams that are accountable for understanding and mitigating hazards that may be associated with active pharmaceutical elements.

If these dedicated teams lack the understanding of any of the chemical hazards, it could lead to material loss and supply chain disruption.

The above would occur alongside an increased risk of potential injuries and/or loss of life.

Can Material Safety Data Sheets (MSDS) be relied on?

To adequately undertake a risk assessment or test hazardous substances adequately, a Material Safety Data Sheet (MSDS) is required.

MSDSs are used to understand and evaluate the physical properties of the material being processed.

However, you cannot only rely on MSDS as they may not provide all the data required to make informed process safety decisions.

As a result, additional testing is required to better understand material hazards and process risks.

Testing data from the Minimum Ignition Energy (MIE), Minimum Ignition Temperature (MIT) or Layer Ignition Temperature (LIT), for example, will help you understand your hazardous materials and how they relate to your process.

Active pharmaceutical ingredients and excipients

APIs are usually obtained via some form or combination of synthesis, before being filtered, crystallized, purified, dried and milled.

The AstraZeneca COVID-19 vaccine, for example, contained excipients and chemicals such as L-Histidine Hydrochloride Monohydrate, Magnesium Chloride Hexahydrate, Polysorbate 80, Ethanol, Sucrose and Sodium Chloride.

Throughout the pharmaceutical manufacturing process, there are unique hazards that can be caused by active pharmaceutical ingredients and excipients that pose serious health risks.

These process risks can include:

Fire

The handling and storage of combustible solids and flammable liquids have the potential to create a fire hazard. 

If an uncontrolled fire were to start, it may have the potential to escalate, spread and create secondary incidents.  

Dust Explosions

Most active pharmaceutical ingredients and excipients are combustible powders that have low Minimum Ignition Energies (MIE)

This means they are particularly prone to ignition from sources such as electrostatic discharge.

Dust layers and airborne dust clouds can create fire, flash fire and explosion hazards.

Runaway Reactions

During the synthesis of APIs and/or excipients, uncontrolled chemical or exothermic reactions can become a danger. 

These reactions can result in elevated temperatures and ultimately, thermal runaway.

Thermal runaway can be caused by even the smallest deviation in a process.

This may include:

An example of a runaway chemical reaction occurred at Corden Pharmachem, Cork

An investigation highlighted deficiencies in the site and facility’s execution of its process safety management systems, particularly the HAZOP for this process.

Mitigating risks via a process hazard analysis

Potential hazards must be considered during the design of a new pharmaceutical process, or when process alterations are expected to trigger a Management of Change review.

By conducting a process hazard analysis and understanding any prevention, control or mitigation gaps in a process, applicable safety hazards can be understood and managed.

API manufacturers, for example, must have robust processes in place to enable rapid scale-up. 

But they must also implement measures that address the global interdependency of pharmaceutical supply chains to avoid unnecessary production delays.

Equipment selection and hazardous areas

When additional instrumentation must be purchased, the approach to selection should not just involve the identification of equipment that is fit for purpose.

Instead, equipment selection must consider the installation of proposed equipment in hazardous areas.

In order to identify potentially dangerous areas and assess the risks associated with hazardous materials, organisations need to have a clear understanding of their processes.

The initial step involves determining whether a flammable or explosive atmosphere is possible in the process.

If new equipment is intended to be utilised within a hazardous zone, it is crucial to inform the equipment supplier or manufacturer about the nature of the hazardous material.

Additionally, the supplier or manufacturer should be provided with the necessary safety data to ensure that any equipment built complies with essential safety requirements.

There are a range of hazardous area phases that must be worked through before qualifying and validating performance for good manufacturing practice.

Changes to the process during scale-up

It’s crucial to recognise the challenges of scaling up while finding effective solutions to meet growing demand.

This must involve carefully designing or re-designing processes, using equipment and methods that mimic commercial processes, and thoroughly vetting suppliers of raw materials and intermediates to address potential material problems.

Experienced teams with prior problem-solving experience can quickly tackle issues, generate access to any missing data, and ensure the system has a smooth transition to larger scales.

When process design is executed properly, it sets the foundation for efficient scale-up.

Ultimately, understanding the importance that even minor changes have on chemical processes and equipment design will help prevent issues and may increase production capacity.

Conclusion

The pharmaceutical industry has faced significant market challenges in recent years, particularly during the COVID-19 pandemic.

The rapid development and distribution of vaccines showcased the industry’s ability to scale up manufacturing processes effectively.

Amidst the urgency, process safety considerations cannot be overlooked.

Risk assessments, compliance with regulations, a thorough understanding of potentially hazardous materials and areas, the selection of process equipment and attention to process design are necessary to prevent disaster.

Experienced process safety teams with problem-solving consultancy, training and testing expertise are invaluable in addressing the challenges the pharmaceutical industry faces during scale-up and normal operations.

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